For RIAs and advisors
RIA Software for Indian Advisors
Risk profiling, goal-based planning and model portfolios under your own brand, with the audit trail that advice in India requires.
The advisory cycle
Profile, plan, review, on the record
Each stage writes to the same client record, so the reasoning behind a recommendation is still there a year later when someone asks.
Establish what they can actually tolerate
A scored questionnaire asks how the client has behaved in a bad year, which tells you more than how they feel on a good one. The score is stored with the date, so the reasoning behind later advice is on record.
What usually breaks
Where advisory records go missing
The record
Advice you can account for later
Each risk score, goal change, recommendation and order is logged against the adviser who made it, with the time. If a client or a regulator asks why a portfolio looks the way it does, the answer is already written down.
Risk profiling and model portfolios
Set the questions, weightings and model portfolios yourself.
Goal-based investing
Show clients whether they are on track.
Reporting
Holdings, gains and a branded review PDF, ready for the client meeting.
Investor portal
Your clients only ever see your brand.
Audit trail
RecordingAdvice, orders and mandate changes are logged per adviser, ready to hand over when SEBI asks.
FAQ
Advisor questions
It is the system a registered investment adviser uses to run advisory work: profiling a client's risk appetite, mapping goals to a portfolio, tracking progress, and keeping a defensible record of what was advised and why.
Walk through a real client scenario
Bring a case you are working on. We will run it through profiling, planning and review on the call.
enquiries@mindstack.in. We respond within one business day.